Legal information
In accordance with Swiss legislation on the supervision of insurance intermediaries, you will find the mandatory information below.
Identity
[TO BE COMPLETED — provided by Callenium]
Business address
[TO BE COMPLETED — provided by Callenium]
Investment advice: status and framework
Investment advice: [TO BE COMPLETED — investment adviser status].
- Investment advice: [TO BE COMPLETED after registration — status in the register of client advisers (FinSA, LSFin, art. 28), number, registration body]
- Portfolio management under mandate: I do not offer this in my own name. I advise, you decide on each transaction.
- Gold and diamonds: if I am involved in a purchase or a sale, the due diligence obligations of the Anti-Money Laundering Act (AMLA, LBA) apply, depending on the role performed and the method of payment. [TO BE COMPLETED: role, partners]
- Risk brochure provided before any advice: “Risks Involved in Trading Financial Instruments” (Swiss Bankers Association). [TO BE COMPLETED: link]
Insurance intermediary status
Financial adviser in collaboration with Callenium GmbH, a non-tied insurance intermediary.
[TO BE COMPLETED after registration in the register of FINMA (the Swiss Financial Market Supervisory Authority): the adviser’s personal status, provided by Callenium]
Registration in the FINMA register
Registration number: [TO BE COMPLETED — provided by Callenium]
Can be checked in the FINMA public register (in French).
Remuneration
[TO BE COMPLETED — provided by Callenium: how the intermediary is remunerated]
Ombudsman office
[TO BE COMPLETED — provided by Callenium: name and contact details of the competent ombudsman office]